|
|
|
PHLX Utility
Sector(SM)
UTY |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shares |
|
| Date |
Divisor |
|
Reason for Change |
|
|
Outstanding |
|
|
|
|
|
|
|
|
|
|
|
| 3/24/2008 |
672,254 |
|
March Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2/5/2008 |
|
|
Publc Service
Enterprise Group, Inc. (PEG) - |
508,626,000 |
|
|
|
|
2 for 1 stock split |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 11/20/2007 |
|
|
Dominion Resources Inc. (D) - 2 for 1 stock
split |
582,050,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/22/2007 |
674,711 |
|
Addition: |
Constellation Energy Group Inc. (CEG) |
180,494,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/11/2007 |
644,700 |
|
Deletion: |
TXU Corporation (TXU) |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/24/2007 |
702,889 |
|
September Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/18/2007 |
710,713 |
|
June Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/19/2007 |
710,575 |
|
March Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1/3/2007 |
711,547 |
|
Duke Energy Corporation (DUK) - Spinoff |
|
|
|
|
|
|
|
|
|
|
|
|
| 12/18/2006 |
746,862 |
|
December Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/18/2006 |
746,505 |
|
September Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/19/2006 |
743,837 |
|
June Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 4/3/2006 |
743,212 |
|
Duke Energy (DUK) - change in shares outstanding |
1,239,305,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/20/2006 |
721,307 |
|
March Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 12/19/2005 |
721,943 |
|
December Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 12/9/2005 |
|
|
TXU Corp. (TXU) - 2 for 1 stock split |
|
480,118,000 |
|
|
|
|
|
|
|
|
|
|
|
| 12/8/2005 |
721,668 |
|
Northeast Utilities (NU) - Change in shares
outstanding |
149,900,000 |
|
|
|
|
|
|
|
|
|
|
|
| 9/19/2005 |
720,745 |
|
September Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/20/2005 |
718,805 |
|
June Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/21/2005 |
716,645 |
|
March Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/16/2005 |
|
|
FPL Group, Inc. (FPL) - 2 for 1 stock split |
371,178,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/10/2005 |
716,848 |
|
PG&E corp. (PCG) change in shares
outstanding |
366,987,000 |
|
|
|
|
|
|
|
|
|
|
|
| 12/20/2004 |
720,094 |
|
December Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 12/2/2004 |
719,122 |
|
TXU Corporation (TXU) share change |
|
246,110,000 |
|
|
|
|
|
|
|
|
|
|
|
| 9/20/2004 |
727,724 |
|
September Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 7/8/2004 |
727,851 |
|
TXU Corp (TXU) shares change |
|
303,847,000 |
|
|
|
|
|
|
|
|
|
|
|
| 7/2/2004 |
730,446 |
|
Ameren Corp (AEE) shares change |
|
192,644,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/21/2004 |
729,083 |
|
June Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5/13/2004 |
725,383 |
|
Consolidated Edison (ED) shares change |
240,000,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/22/2004 |
723,590 |
|
March Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2/5/2004 |
722,685 |
|
Ameren Corporation (AEE) shares change |
181,464,000 |
|
|
|
|
|
|
|
|
|
|
|
| 12/22/2003 |
719,842 |
|
December Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/18/2003 |
715,908 |
|
September Quarterly Share Update |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/15/2003 |
710,211 |
|
FirstEnergy Corp. (FE) shares change |
|
325,636,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/23/2003 |
707,074 |
|
June Quarterly Rebalancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/19/2003 |
699,522 |
|
AES Corp. (AES) shares change |
|
586,801,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/24/2003 |
698,483 |
|
March Quarterly Rebalancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/3/2003 |
697,383 |
|
American Electric Power Company Inc. (AEP)
shares change |
388,835,000 |
|
|
|
|
|
|
|
|
|
|
|
| 1/7/2003 |
692,759 |
|
Change in CNP price due to TGN spin-off |
|
|
|
|
|
|
|
|
|
|
|
|
| 12/23/2002 |
693,298 |
|
December Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 11/27/2002 |
688,740 |
|
TXU Corp (TXU) shares change |
|
308,875,000 |
|
|
|
|
|
|
|
|
|
|
|
| 11/14/2002 |
686,848 |
|
Public Service Enterprise Group Inc. (PEG) |
221,635,000 |
|
|
|
|
|
|
|
|
|
|
|
| 11/8/2002 |
685,094 |
|
Progress Energy Inc. (PGN) |
|
|
235,935,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/17/2002 |
682,677 |
|
Dominion Resources, Inc. (D) |
|
|
304,621,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/1/2002 |
677,722 |
|
Reliant Energy (REI) spin-off Reliant Resources,
Inc. (RRI) |
|
|
|
|
Reliant Energy (REI) changes its name to Center
Point Energy, Inc. (CNP) |
|
|
|
(CNP) opens lower due to spin-off. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/30/2002 |
679,196 |
|
Duke Energy Corp. (DUK) |
|
|
887,680,000 |
|
|
|
|
|
|
|
|
|
|
|
| 9/23/2002 |
675,027 |
|
September Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/24/2002 |
670,028 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/4/2002 |
663,589 |
|
Xcel Energy, Inc. (XEL) mergers with NRG Energy,
Inc. (NRG) |
394,183,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/30/2002 |
661,882 |
|
Dominion Resources, Inc. (D) |
|
|
276,583,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/18/2002 |
659,197 |
|
March Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/14/2002 |
659,131 |
|
Duke Energy Corp. (DUK) merges with WestCoast
Energy, Inc. (WE) |
|
|
|
|
Duke Energy
Corp. (DUK) |
|
|
826,033,000 |
|
|
|
|
|
|
|
|
|
|
|
| 2/28/2002 |
653,775 |
|
Xcel Energy, Inc. (XEL) issues a 20 million
share stock offering at $22.50 |
|
|
|
Xcel Energy,
Inc. (XEL) |
|
|
365,529,000 |
|
|
|
|
|
|
|
|
|
|
|
| 2/1/2002 |
652,300 |
|
Niagara Mohawk, Inc. (NMK) is bought by National
Grid Group PLC. (NGG) |
|
|
|
Addition |
XCEL Energy, Inc. (XEL) |
|
345,529,000 |
|
|
|
|
Deletion |
Niagara Mohawk Holdings, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
| 12/24/2001 |
632,953 |
|
December Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/24/2001 |
|
|
September Quarterly Re-Balancing Cancelled |
|
|
|
|
|
|
|
|
|
|
|
|
| 11/7/2001 |
630,255 |
|
FirstEnergy Corp. (FE)
buys GPU, Inc. (GPU) |
297,580,000 |
|
|
|
|
|
|
|
|
|
|
|
| 11/1/2001 |
622,142 |
|
Dominion Resources, Inc. (D) |
|
|
261,567,000 |
|
|
|
|
|
|
|
|
|
|
|
| 8/16/2001 |
619,409 |
|
Progress Energy, Inc. (PGN) |
|
|
217,083,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/18/2001 |
618,107 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 4/3/2001 |
613,713 |
|
Southern Company (SO) spins-off Mirant Corp.
(MIR) |
|
|
|
|
|
|
|
|
|
|
|
|
| 3/28/2001 |
638,861 |
|
AES Corp. (AES) |
|
|
|
531,262,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/19/2001 |
633,253 |
|
March Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/2/2001 |
|
|
Consolidated Edison, Inc. (ED) buys Northeast
Utilities (NU) |
|
|
|
|
Addition |
Calpine Corp. (CPN) |
|
|
|
|
|
|
Deletion |
Northeast Utilities (NU) |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2/1/2001 |
630,067 |
|
AES Corp. (AES) |
|
|
|
490,552,000 |
|
|
|
|
|
|
|
|
|
|
|
| 1/29/2001 |
|
|
Duke Energy Corp. (DUK) has a 2-1 stock split |
737,620,000 |
|
|
|
|
|
|
|
|
|
|
|
| 12/18/2000 |
624,779 |
|
December Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 12/11/2000 |
|
|
CP and L Energy, Inc. (CPL) becomes Progress
Energy, Inc. (PGN) |
|
|
|
|
|
|
|
|
|
|
|
| 12/1/2000 |
624,070 |
|
CP and L Energy, Inc. (CPL) |
|
|
206,101,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/23/2000 |
618,825 |
|
Unicom (UCM) merges with PECO (PE) to become
Exelon Corporation (EXC) |
|
|
|
Additions |
Exelon Corporation (EXC) |
|
323,542,000 |
|
|
|
|
|
AES Corporation (AES) |
|
456,774,000 |
|
|
|
|
Deletions |
Unicom Corporation (UCM) |
|
|
|
|
|
|
|
PECO Energy Company (PE) |
|
|
|
|
|
|
|
|
|
|
|
|
| 9/18/2000 |
548,419 |
|
September Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/19/2000 |
618,107 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/16/2000 |
565,634 |
|
American Electric Power Co., Inc. (AEP) |
321,723,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/1/2000 |
617,090 |
|
DTE Energy Holding Co (DTE) |
|
|
171,677,000 |
|
|
|
|
|
|
|
|
|
|
|
| 4/13/2000 |
551,028 |
|
Niagra Mohawk Holdings, Inc. (NMK) |
|
177,364,000 |
|
|
|
|
|
|
|
|
|
|
|
| 3/20/2000 |
551,520 |
|
March Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 3/2/2000 |
552,383 |
|
Northeast Utilities (NU) |
|
|
142,926,000 |
|
|
|
|
|
|
|
|
|
|
|
| 1/31/2000 |
551,522 |
|
Dominion Resources, Inc. (D) |
|
|
243,950,000 |
|
|
|
|
|
|
|
|
|
|
|
| 11/30/1999 |
545,010 |
|
Scottish Power PLC (SPI) merges with Pacificorp
(PPW) |
|
|
|
|
Addition |
Carolina Power & Light Company (CPL) |
159,582,000 |
|
|
|
|
Deletion |
Pacificorp (PPW) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2/8/1999 |
|
|
Houston Industries, Inc. (HOU) becomes Reliant
Energy (REI) |
|
|
|
|
|
|
|
|
|
|
|
| 12/21/1998 |
559,082 |
|
December Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/30/1998 |
559,172 |
|
Texas Utilities Company (TXU) |
|
|
279,497,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/29/1996 |
497,672 |
` |
Houston Industries, Inc. (HOU) |
|
|
248,945,000 |
|
|
|
|
|
|
|
|
|
|
|
| 10/24/1996 |
498,919 |
|
Centerior Energy Corporation (CX) |
|
148,260,000 |
|
|
|
|
|
|
|
|
|
|
|
| 9/23/1996 |
498,910 |
|
September Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 7/25/1996 |
499,505 |
|
Centerior Energy Corporation (CX) |
|
148,027,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/17/1996 |
499,505 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 4/25/1996 |
499,028 |
|
Centerior Energy Corporation (CX) |
|
148,028,000 |
|
|
|
|
|
|
|
|
|
|
|
| 12/31/1997 |
|
|
Union Electric Company (UEP) changes its name to |
|
|
|
|
|
Ameren Corporation (AEE) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 11/10/1997 |
552,737 |
|
Centerior Energy Corp. (CX) merges with Ohio
Edison Company (OEC) |
|
|
|
The new company is called FirstEnergy (FE) |
|
|
|
|
|
Additions |
FirstEnergy (FE) |
|
|
230,282,000 |
|
|
|
|
|
Entergy Corp. (ETR) |
|
241,270,000 |
|
|
|
|
Deletions |
Centerior Energy Corp. (CX) |
|
|
|
|
|
|
Ohio Edison Company (OEC) |
|
|
|
|
|
|
|
|
|
|
|
|
| 10/23/1997 |
531,630 |
|
Centerior Energy Corporation (CX) |
|
148,025,000 |
|
|
|
|
|
|
|
|
|
|
|
| 9/22/1997 |
531,630 |
|
September Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 8/7/1997 |
531,641 |
|
Houston Industries, Inc. (HOU) |
|
|
277,347,000 |
|
|
|
|
|
|
|
|
|
|
|
| 8/6/1997 |
527,979 |
|
Texas Utilities Company (TXU) |
|
|
240,463,000 |
|
|
|
|
|
|
|
|
|
|
|
| 6/23/1997 |
523,019 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/12/1997 |
492,978 |
|
Edison International, Inc. (EIX) |
|
|
410,126,000 |
|
|
|
|
|
|
|
|
|
|
|
| 1/30/1997 |
495,194 |
|
Centerior Energy Corporation (CX) |
|
148,026,000 |
|
|
|
|
|
|
|
|
|
|
|
| 1/1/1996 |
|
|
Detroit Edison Company (DTE) changes its name to |
|
|
|
|
|
DTE Energy Company (DTE) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 12/18/1996 |
498,570 |
|
December Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 9/18/1995 |
498,646 |
|
September Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 6/12/1995 |
499,007 |
|
June Quarterly Re-Balancing |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 4/26/1995 |
498,095 |
|
Centerior Energy Company (CX) |
|
148,032,000 |
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| 4/3/1995 |
498,093 |
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Detroit Edison of New York (DTE) |
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144,863,000 |
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Dominion Resources, Inc. (D) |
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172,028,000 |
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Pacificorp (PPW) |
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284,251,000 |
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Philadelphia Electric (PE) |
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221,609,000 |
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| 1/25/1995 |
498,045 |
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Centerior Energy Company (CX) |
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148,000,000 |
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| 9/22/1987 |
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Options begin trading on the UTY |
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| 5/1/1987 |
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Starts trading at a value of 200 |
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