NASDAQ OMX PHLX
1900 Market StreetEffective October 24, 2008 NASDAQ OMX has discontinued the XLE equity operations system and this list will no longer be updated. Current XLE members that are also FINRA members can apply to waive-in to NASDAQ membership. Non-FINRA members can apply through the regular NASDAQ membership process. Applications for NASDAQ membership are located on the Membership page on the NASDAQ Trader® website.
A security that combines the characteristics of traditional or non-traditional investments with financial instruments into one single investment. Interest in this type of product has increased in recent years and is now used as a way of portfolio diversification. Due to the large variety of derivatives and underlying that can be used, structured products can be classified under the following categories: Interest Rate Linked Notes, Equity Linked Notes, FX and Commodity Linked Notes and Hybrid Linked Notes.
| Name | Symbol | PHLX LIST DATE | Issuer | Expiration Date | Type of Structured Product | Description | Prospectus |
|---|---|---|---|---|---|---|---|
| Pharmaceutical Basket Opportunity eXchangeable Securities (BOXES) | RXB | 11/21/01 | Morgan Stanley | 10/30/31 | Index Linked Notes | The Pharmaceutical BOXES are senior unsecured debt securities of Morgan Stanley Dean Witter & Co. exchangeable upon maturity, earlier exchange by a holder or redemption by us for an amount of cash based on the closing prices of the underlying stocks of the DGE Index, on the date of exchange. Holders will not be entitled to receive the actual shares of stock underlying the Pharmaceutical BOXES either on exchange, on our redemption or at maturity. | PDF |
| BioTech Basket Opportunity eXchangeable Securities (BOXES) | BXB | 3/19/02 | Morgan Stanley | 1/30/32 | Index Linked Notes | The Biotech BOXES are senior unsecured debt securities of Morgan Stanley Dean Witter & Co. exchangeable upon maturity, earlier exchange by a holder or redemption by us for an amount of cash based on the closing prices of the underlying stocks of the BTK Index, on the date of exchange. Holders will not be entitled to receive the actual shares of stock underlying the Biotech BOXES either on exchange, on our redemption or at maturity. | PDF |