instructions
productsmarketplaceexchangenewspubCalendarEducational
Exchange

PHLX RULE FILINGS

Rules Pending Approval

Approved PHLX Rules >

NATIONAL MARKET SYSTEM PLANS

APPROVED PHLX RULE FILINGS

The Following Rules Have Been Approved on the Date Specified:

2004

Rule No.
Title
Date

SR-2004-87

 

 

34-50946 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Phlx Rule 1072 in View of Commission Regulation SHO

Amendment 1

12/29/04

 

 

SR-2004-82

34-50947- Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to Short Sales.

Amendment

12/29/04
SR-2004-66 34-50945 - Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A 12/29/04
SR-2004-89

34-50911 -Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to Its Automated Options Market (AUTOM) System

Amendment 1

12/14/04

SR-2004-86

34-50833 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Definition of an Exchange-Traded Fund Share 12/10/04

SR-2004-70

34-50836 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Impose New License Fees and to Modify the Calculation of the Firm-Related Equity Option and Index Option Fee Cap
12/10/04
SR-2004-62 34-50832 - Order Granting Approval to Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place 12/09/04

SR-2004-57

34-50788 - Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto Relating to the Trade Allocation Algorithm Applicable to Options Traded on the Exchange's Electronic Trading Platform, Phlx XL

12/03/04

SR-2004-80

34-50776 -Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automatic Execution of Certain Orders in PACE During Locked Markets
12/01/04

SR-2004-71

34-50752 - Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension Through April 30, 2005, of a Pilot Program to Disengage the Automatic Execution Feature (AUTO-X) of the Exchange’s Automated Options Market (AUTOM) 11/29/04

SR-2004-59

34-50751 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Minor Adjustments in the Calculation of the Nasdaq Composite Index® 11/29/04
SR-2004-66 34-50945 - Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A
11/23/04

SR-2004-74

34-50728 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to $5 Bid/Ask Differentials in Options Traded on the Exchange’s Electronic Trading Platform, Phlx XL
11/23/04
SR-2004-72 34-50722 - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program 11/23/04
SR-2004-68 34-50723 - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program 11/23/04

SR-2004-69

34-50679 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Amendments to the Summary of Index Option and FXI Options Charges Fee Schedule

11/16/04

SR-2004-67

34-50676 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Assessing Index Option Charges for FXI Options
11/16/04


Products + Marketplace + Exchange + News + Publications + Calendar + Educational + Site Map + Home + Contact Us + Emergency Info

© 1995-2006 Philadelphia Stock Exchange. All rights reserved | Disclaimer & Privacy Statement