|
Rule No. |
Title |
Date |
| SR-2008-28 |
34-57737
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Regarding Position and Exercise Limits for Options
on the DIAMONDS Trust |
04/29/08 |
| |
DIA position limits. |
04/24/08 |
| SR-2008-30 |
34-57715
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to the Criteria for Securities that
Underlie Options Traded on the Exchange |
04/25/08 |
| |
Relating to the criteria for securities that
underlie Index Multiple ETFs, Index Inverse ETFs, and Funds
traded on the
Exchange. |
|
| SR-2007-69 |
34-57712
Order Granting Approval of a Proposed Rule Rule Change,
as Modified by Amendment Nos. 1 and 2 Thereto, Relating
to Obvious Errors |
04/24/08 |
| |
Proposed rule change relating to the Exchange's
obvious error rule. |
|
| |
34-57482
Notice of Filing of a Proposed Rule Change, as Modified
by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
Comments due: 21 days after publication in the Federal Register
|
|
| |
Amendment
1 (02/29/08) |
|
| |
Amendment
2 (03/11/08) |
|
| SR-2008-22 |
34-57608
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change, and Amendment No. 1 Thereto, Relating to Floor
Broker Charge and Specialist Unit Credit in Connection with
Linkage P/A Orders
|
04/02/08 |
| |
Floor Broker Charge and Specialist Unit Credit
in Connection with P/A Orders |
03/12/08 |
| |
Amendment
1 |
|
| SR-2008-24 |
34-57597
Apr. 1, 2008 Notice of Filing and Immediate Effectiveness
of Proposed Rule Change Relating to Position and Exercise
Limits on IWM Options |
04/01/08 |
| |
IWM position limits. |
03/27/08 |
| SR-2008-23 |
34-57583
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change as Modified by Amendment No. 1 Thereto to Amend
the Quarterly Options Series Pilot Program to Permit the
Listing of Additional Series |
03/31/08 |
| |
Relating to amending the Quarterly Options
Series Pilot to permit listing additional series. |
03/27/08 |
| SR-2008-06 |
34-57575
Order Approving Proposed Rule Change, as Modified by
Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled
FCO Spot Prices See also: Notice: Rel. No. 34-57361 |
03/28/08 |
| |
34-57361-
Notice of Filing of a Proposed Rule Change, as Modified
by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled
FCO Spot Prices
|
03/17/08 |
| |
Amendment
1 |
|
| SR-2008-25 |
34-57567
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Implementation of Phase II of
the Penny Pilot Program |
03/26/08 |
| |
Proposed rule change relating to Phase II
of the penny pilot expansion. |
03/20/08 |
| SR-2008-18 |
34-57528
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change Relating to the Imposition of Fines
for Minor Rule Plan Violations |
03/19/08 |
| |
Contrary exercise advice minor rule plan |
|
| SR-2008-21 |
34-57515
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Add the SIG Energy MLP Index™ to Rules
1101A and 1104A |
03/18/08 |
| |
Disclaimer re SIG Energy MLP. |
03/11/08 |
| SR-2008-13 |
34-57473
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Delete Rule 715 and Rule 716
Comments due: 21 days after publication in the Federal Register
|
03/11/08 |
| |
Deleting Exchange Rules 715 and 716 |
|
| SR-2008-19 |
34-57434
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Specialist Option Transaction
Charge Credit Pilot Program |
02/28/08 |
| |
Amending the Exchange's specialist option
transaction charge credit pilot program |
|
| SR-2008-16 |
34-57420
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Extend the Dividend, Merger, and Short Stock
Interest Strategies Fee Cap Program |
02/27/08 |
| |
Extending the Dividend, Merger, and Short
Stock Interest Strategies Fee Cap Program |
|
| SR-2008-14 |
34-57418
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Make Permanent a Pilot Program That Increases
Position and Exercise Limits on Equity Options |
02/28/08 |
| |
Proposed rule change relating to equity and
ETF option position and exercise limits. |
|
| SR-2008-02 |
34-57386
Order Granting Approval of Proposed Rule Change to Amend
By-Law Article XIV, Section 14-5 and Phlx Rule 50 |
02/28/08 |
| |
34-57155
Notice of Filing of Proposed Rule Change to Amend By-Law
Article XIV, Section 14-5 and Phlx Rule 50 |
|
| |
Amending Phlx By-Law Article XIV, Section
14-5 and Phlx Rule 50 |
|
| SR-2008-07 |
34-57359
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Create a Delta Hedging Exemption from Equity
Options Position Limits |
02/20/08 |
| SR-2008-10 |
34-57313
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to Payment for Order Flow and Linkage
P/A Orders |
02/12/08 |
| |
Payment for Order Flow and Linkage P/A Orders |
|
| SR-2008-09 |
34-57277
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Modify Trading Hours for Physical Delivery
FCOs |
02/06/08 |
| |
Modify Trading Hours for Physical Delivery
FCOs |
|
| SR-2008-08 |
34-57253
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to an Options Floor Broker Subsidy
Program |
02/01/08 |
| |
Options Floor Broker Subsidy Program |
|
| SR-2007-91 |
34-57263
Order Approving a Proposed Rule Change to Require a Non-Streaming
Quote Trader Registered Option Traders ("non-SQT ROT")
to Submit a List of Options for Intended Assignment |
02/01/08 |
| |
Non-Streaming Quote Trader Registered Option
Trader ("non-SQT ROT") to Submit a List of Options
for Intended Assignment |
|
| |
34-57034-
Notice of Filing of Proposed Rule Change to Require a Non-Streaming
Quote Trader Registered Option Trader ("non-SQT ROT")
to Submit a List of Options for Intended Assignment |
|
| SR-2007-68 |
34-57265
Order Approving a Proposed Rule Change Modified by Amendment
Nos. 1 and 2 Thereto Relating to U.S. Dollar-Settled Foreign
Currency Options |
02/04/08 |
| |
34-57018-
Filing for customized U.S. dollar-settled foreign currency
options. |
|
| |
Amendment
1 |
|
| SR-2008-03 |
34-57224
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Listing Standards for Index-Linked
Securities |
01/29/08 |
| SR-2005-68 |
34-57134
Order Granting Approval of a Proposed Rule Change and Amendment
No. 1 Thereto Relating to Deletion of Rule 702, Carrying
Accounts |
01/11/08 |
| |
Amendment
1 (01/18/07) |
|
| SR-2008-01 |
34-57111
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Expand and Permanently Adopt the $1 Strike
Pilot Program
|
01/08/08 |
| SR-2007-95 |
34-57116
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Securities with Restricted Trading
Sessions on XLE
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2007-95 |
01/08/08 |
| |
Phlx proposes to add additional securities
to the list of securities with Restricted Trading Sessions
on XLE |
|
| SR-2007-94 |
34-57090
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Amending the Examinations Fee |
01/03/08 |
|
Rule No. |
Title |
Date |
| SR-2007-75 |
34-57075
Order Granting Approval of Proposed Rule Change as Modified
By Amendments No. 1 and 2 Thereto Relating to Market Data
Distribution Network Fees [Corrected] |
12/31/07 |
| |
Amend Market Data Distribution Network Fees |
|
| |
Amendment
1 (11/07/07) |
|
| |
34-56827
Notice of Filing of Proposed Rule Change As Modified By
Amendment No. 1 Thereto Relating to Market Data Distribution
Network Fees |
|
| SR-2007-93 |
34-57038-
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to $5 Strike Price Intervals of Options
on Exchange-Traded Fund Shares above $200
|
12/21/07 |
| SR-2007-83 |
34-57023-
Order Approving a Proposed Rule Change Relating to Amending
By-Law Article X, Section 10-11 |
12/20/07 |
| |
34-56775
Notice of Filing of a Proposed Rule Change Relating to Amending
By-Law Article X, Section 10-11 |
|
| SR-2007-63 |
34-56938
Order Granting Approval of a Proposed Rule Change Relating
to Short Interest Reporting |
12/10/07 |
| |
Proposed rule change relating to short interest
reporting. |
|
| |
34-56541
Notice of Filing of Proposed Rule Change Relating to
Short Interest Reporting
Comments due: 21 days after publication in the Federal Register
|
|
| |
Amendment
1 (09/20/07) |
|
| |
Extension
(11/20/07) |
|
| SR-2007-72 |
34-56881
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change, as Modified by Amendment Nos.
3 and 4 Thereto, Relating to Delisting Securities Underlying
Low ADV Options |
12/07/07 |
| |
Proposed rule change to delist securities
underying low ADV options. |
|
| |
Amendment
1 (10/26/07) |
|
| |
Amendment
2 (10/31/07) |
|
| |
Amendment
3 (11/30/07) |
|
| |
Amendment
4 (11/30/07) |
|
| SR-2007-88 |
34-56898
Notice of Filing and Order Granting Accelerated Approval
to a Proposed Rule Change Relating to Linkage Orders |
12/07/07 |
| |
Proposed rule change relating to Linkage
response times. |
|
| SR-2007-55 |
34-56836
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Elimination of the Short Sale
Price Test
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-Phlx-2007-55 |
11/21/07 |
| |
Proposed rule change relating to the elimination
of short sale price test. |
|
| SR-2007-87 |
34-56828
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Trading Sessions for Selected
ETFs |
11/20/07 |
| |
Phlx proposes an amendment to Phlx Rule 101
relating to restricted trading session for selected ETFs. |
|
| SR-2007-86 |
34-56808
Notice of Filing and Order Granting Accelerated Approval
to Proposed Rule Changes, as Amended, Relating to the Elimination
of the Class Gate |
11/16/07 |
| |
Proposed rule change relating to Linkage
Principal Order access. |
11/14/07 |
| SR-2007-60 |
34-56799
Order Approving a Proposed Rule Change Relating to Structured
Equity Products |
11/15/07 |
| |
Proposed rule change relating to the listing
of structured equity products. |
|
| |
34-56626
Notice of Filing of a Proposed Rule Change Relating to Structured
Equity Products |
|
| SR-2007-81 |
34-56776
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to the Exchange’s Automated Opening
System |
11/09/07 |
| |
Proposed rule change relating to the Exchange's
automated opening system. |
|
| SR-2007-40 |
34-56760
Order Granting Accelerated Approval to a Proposed Rule
Change, as Modified by Amendment No. 3, Relating to Complex
Orders |
11/8/07 |
| |
Proposed rule change relating to the definition
of "Complex Trade." |
|
| |
34-56608
Notice of Filing of Proposed Rule Change, as Modified by
Amendment No. 3, Relating to the Definition of "Complex
Trade"
|
|
| |
Amendment
1 (09/04/07) |
|
| |
Amendment
2 (10/01/07) |
|
| |
Amendment
3 (10/01/07) |
|
| SR-2007-85 |
34-56750
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Amending Phlx Rule 607 |
11/07/07 |
| |
Phlx proposes an amendment to Phlx Rule 607
relating to the NMS linkage plan. |
|
| SR-2007-82 |
34-56725
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Amend the Market Access Provider Subsidy
Section of the Exchange’s Fee Schedule
|
10/31/07 |
| |
Proposed rule change relating to a Market
Access Provider Marketing Fee. |
|
| SR-2007-73 |
34-56717
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change and Amendment No. 1 Thereto to
List and Trade Options Already Listed on Another National
Securities Exchange |
10/29/07 |
| |
List and trade options already listed on
at least one other securities exchange. |
|
| |
Amendment
1 (10/19/07) |
|
| SR-2007-70 |
34-56933
Order Approving a Proposed Rule Change Modified by Amendment
No. 1 Thereto Relating to Rule 1034, Minimum Increments
|
12/07/07 |
| |
34-56714
Notice of Filing of a Proposed Rule Change as Modified
by Amendment No. 1 Thereto Relating to Rule 1034, Minimum
Increments |
|
| |
Amends Rule 1034, Minimum Increments, with
respect to U.S. dollar-settled foreign currency options. |
|
| |
Amendment
1 (10/11/07) |
|
| SR-2007-78 |
34-56700
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change to Amend Article FOURTH of its Restated Certificate
of Incorporation
|
10/24/07 |
| |
Proposed rule change relating to the Exchange's
Revised Certificate of Incorporation. |
|
| SR-2007-77 |
34-56622
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Web CRD Fingerprinting Fees |
10/05/07 |
| |
Web CRD Fingerprinting Changes |
|
| SR-2007-74 |
34-56663
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Series of U.S. Dollar-Settled Foreign
Currency Options Open for Trading
|
10/16/07 |
| |
Amends Rule 1012 |
|
| SR-2007-71 |
34-56651
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change as Modified by Amendment No. 1 Thereto
to Eliminate Position and Exercise Limits on Russell 2000®
Index Options |
10/12/07 |
| |
Proposed rule change to eliminate position
limits on Russell 2000 index options. |
|
| |
Amendment
1 (09/28/07) |
|
| SR-2007-62 |
34-56563
Order Granting Approval to a Proposed Rule Change Relating
to the Extension and Expansion of a Pilot Program to Quote
Certain Option Series in Increments of $0.01
|
09/27/07 |
| |
34-56284
Notice of Filing of Proposed Rule Change Relating to the
Extension and Expansion of a Pilot Program to Quote and
Trade Certain Option Series in Increments of $0.01 |
|
| SR-2007-59 |
34-56535
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to a System Change to the Phlx’s
Electronic Options Trading Platform, Phlx XL
|
09/26/07 |
| |
Proposed rule change relating to a system
change to Phlx XL |
|
| SR-2007-67 |
34-56426
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change as Modified by Amendment No. 1 Thereto Relating
to XLE Fees |
09/25/07 |
| |
Proposed rule change relating to XLE fee
changes
|
|
| |
Amendment
1 (09/20/07) |
|
| SR-2007-27 |
34-56483
Order Approving Proposed Rule Change to Standardize Certain
Options Rules for Equity, Index, and ETF Options |
09/20/07 |
| |
34-56249
- Notice (08/14/07) |
|
| SR-2007-43 |
34-56454
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change, as Modified by Amendment No.
1 Thereto, Relating to Elimination of Calculation Methodology
from Generic Listing Standards |
09/18/07 |
| |
Proposed rule change relating to Eliminating
calculation methodology from generic listing standards. |
06/15/07 |
| |
Amendment
1 (09/06/07) |
|
| SR-2007-64 |
34-56443
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Trade Throughs for IOC Cross Orders
on the XLE |
09/13/07 |
| |
PHLX Proposes an Amendment to Trade Through
Requirements for IOC Cross Orders. |
08/30/07 |
| SR-2007-65 |
34-56437
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 thereto Relating to U.S.
Dollar-Settled Foreign Currency Option Charges |
09/13/07 |
| |
Charges for U.S. dollar-settled foreign currency
option transactions |
08/30/07 |
| |
Amendment
1 (09/11/07) |
|
| SR-2007-56 |
34-56369
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change, as Modified by Amendment No. 1 Thereto, Relating
to the Definition of Common Stock |
09/06/07 |
| |
Amendment
1 (08/30/07) |
|
| SR-2007-66 |
34-56361
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Deletion of the NMS Linkage Fee
|
09/06/07 |
| SR-2007-61 |
34-56360
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change, as Modified by Amendment No. 1 Thereto, Relating
to Fees for U.S. Dollar-Settled Foreign Currency Options |
09/06/07 |
| |
Amendment
1 (08/30/07) |
|
| SR-2007-54 |
34-56274
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendments No. 1 and 2 Thereto Relating
to Market Access Providers |
08/16/07 |
| SR-2007-57 |
34-56272
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Trading Sessions on XLE |
08/16/07 |
| SR-2007-58 |
34-56267
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Extension of the Position Limits
Pilot Program
|
08/15/07 |
| SR-2007-51 |
34-56261
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to an Increase in the Maximum Number
of Quoters Permitted in an Option |
08/15/07 |
| SR-2007-48 |
34-56221
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 Thereto to Adopt a Monthly
Fee for Stock Execution Clerks that Handle Stand-Alone Equity
Orders |
08/08/07 |
| |
Amendment
1 (08/07/07) |
|
| SR-2007-45 |
34-56198
Order Granting Approval of Proposed Rule Change to Establish
New Procedures to Follow When Trading Halts on the Primary
Market for the Underlying Security |
08/03/07 |
| |
34-55958
- Notice (06/26/07) |
|
| SR-2007-52 |
34-56166
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change Relating to Transaction Charges
Applicable to Linkage "P" and "P/A"
Orders |
07/30/07 |
| SR-2007-53 |
34-56141
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change as Modified by Amendment No. 1 thereto Relating
to the Extension of a Pilot Program to Quote and Trade Options
in Penny Increments |
07/24/07 |
| SR-2007-16 |
34-56121
Order Granting Approval to a Proposed Rule Change Regarding
Rules Pertaining to Training Requirements and Floor Procedure
Advices |
07/24/07 |
| |
34-55898
- Notice (06/12/07) |
|
| SR-2007-50 |
34-56101
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to Extending the Specialist Option
Transaction Charge Credit Pilot Program |
07/19/07 |
| SR-2007-46 |
34-56076
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Priority of Synthetic Option Orders
in Open Outcry |
07/16/07 |
| SR-2007-20 |
34-56049
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change as Modified by Amendment No. 1
Thereto Adopting Generic Listing Standards for Exchange-Traded
Funds Based on International or Global Indexes or Indexes
Described in Exchange Rules Previously Approved by the Commission
as |
07/11/07 |
| |
Amendment
1 (06/18/07) |
|
| SR-2007-34 |
34-56034
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change, as Modified by Amendment No.
1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency
Options |
07/10/07 |
| |
Amendment
1 (06/13/07) |
|
| SR-2007-42 |
34-56030
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Extend the Quarterly Options Series Pilot
Program |
07/09/07 |
| SR-2007-44 |
34-55993
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Make Permanent a Pilot Program Relating to
Split Price Priority in Open Outcry |
06/29/07 |
| SR-2007-47 |
34-55972
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Automating the Rebate Request Process
for Dividend, Merger and Short Stock Interest Strategies
|
06/28/07 |
| SR-2007-35 |
34-55951
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change and Amendment No. 1 Thereto Relating
to Options on Commodity Pool ETFs |
06/25/07 |
| |
Amendment
1 (05/23/07) |
|
| SR-2007-26 |
34-55910
Order Granting Approval to a Proposed Rule Change, as Modified
by Amendment No. 1, Relating to Price-Improved Linkage P/A
Orders |
06/15/07 |
| |
34-55729
- Notice (05/29/07) |
|
| SR-2007-39 |
34-55891
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to Its Payment for Order Flow Pilot
Program |
06/11/07 |
| SR-2006-87 |
34-55877
Order Approving Proposed Rule Change, as Modified by Amendment
Nos. 1 and 2, Relating to Options Exchange Officials |
06/07/07 |
| |
34-55552
- Notice (03/29/07) |
|
| |
Amendment
1 (02/23/07) |
|
| |
Amendment
2 (06/13/07) |
|
| SR-2007-41 |
34-55860
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Modification of Phlx Rule 185A
|
06/05/07 |
| SR-2007-38 |
34-55825
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Automated Sending of Linkage
Principal Action as Agent Orders |
05/29/07 |
| SR-2007-07 |
34-55817
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change and Amendment No. 1 Thereto Relating
to Index Linked Securities
|
05/25/07 |
| |
Amendment
1 |
|
| SR-2006-61 |
34-55812
Order Approving Proposed Rule Change and Amendments No.
2 and No. 4 Thereto Relating to Order and Decorum Regulations
|
05/24/07 |
| |
34-55492-
Notice |
03/20/07 |
| |
Amendment
1 |
11/14/06 |
| |
Amendment
2 |
01/19/07 |
| |
Amendment
3 |
05/04/07 |
| |
Amendment
4 |
05/14/07 |
| SR-2007-37 |
34-5m5803
Notice of Filing and Order Granting Accelerated Approval
of a Proposed Rule Change and Amendment No. 1 Thereto Relating
to the Extension of a Pilot Concerning the Exchange’s
Directed Order Program
|
05/23/07 |
| SR-2007-36 |
34-55689
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Quoting Obligations in Long Term
Options
|
5/01/07 |
| SR-2007-29 |
34-55666
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Extension of the $1 Strike Pilot
Program
|
04/25/07 |
| SR-2007-32 |
34-55599
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Equity Option and Index Option
Floor Brokerage Assessment |
04/06/07 |
| SR-2007-30 |
34-55591
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Ratio Spreads
|
04/06/07 |
| SR-2007-31 |
34-55569
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Remove References to Intermarket Trading
System ("ITS") Plan |
04/02/07 |
| SR-2007-25 |
34-55558
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Exchange’s Automated Opening
System |
03/29/07 |
| SR-2007-23 |
34-55553
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Phlx Rule 607 and the XLE Fee Schedule
|
03/29/07 |
| SR-2007-21 |
34-55539
Notice of Filing and Order Granting Accelerated Approval
to a Proposed Rule Change, as Amended, Relating to Linkage
Orders
|
03/27/07 |
| SR-2007-28 |
34-55513
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change Relating to the Dissemination of Currency Spot
Values
|
03/22/07 |
| SR-2007-22 |
34-55501
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Orders with Two-Day Delivery
|
03/21/07 |
| SR-2007-15 |
34-55498
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Delete the Exchange’s Auto-Quote Options
Pricing Functionality |
03/20/07 |
| SR-2007-19 |
34-55494
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change as Modified by Amendment No. 1 Thereto Relating
to Odd Lot Fees for XLE Transactions
|
03/20/07 |
| |
Amendment
1 |
|
| SR-2006-69 |
34-55482
Order Granting Approval of a Proposed Rule Change Amending
Rules Relating to the Direct Registration System |
03/20/07 |
| |
Amendment
1 |
|
| SR-2007-12 |
34-55473
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 thereto Relating to Fees
for Full Value Russell Index and Reduced Value Russell Index
|
03/14/07 |
| |
Amendment
1 |
|
| SR-2006-63 |
34-55424
Notice of Filing of Amendment No. 3 to the Proposed Rule
Change, and Order Granting Accelerated Approval of Proposed
Rule Change as Amended, Relating to a Philadelphia Board
of Trade Enterprise License Fee for Dissemination of Certain
Market Data |
03/08/07 |
| |
Amendment
1
Amendment
2 |
|
| SR-2006-31 |
34-55375
Order Approving Proposed Rule Change as Modified by Amendment
Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted
Limit Orders
|
02/28/07 |
| |
Amendment
1
Amendment
2 |
|
| SR-2007-06 |
34-55371
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Port Fees as Modified by Amendment
No. 1 |
02/28/07 |
| |
Amendment
1 |
|
| SR-2007-14 |
34-55358
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Extending the Dividend, Merger, and Short Stock
Interest Strategies Fee Cap Program |
02/27/07 |
| SR-2007-04 |
34-55338
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Listing LEAPS Pursuant to the $2.50
Strike Price Program
|
02/23/07 |
| SR-2007-13 |
34-55333
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to 100 Share Away Markets in Non-Nasdaq
Securities on XLE
|
02/22/07 |
| SR-2007-09 |
34-55331
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Definition of "Complex
Trade"
|
02/22/07 |
| SR-2006-85 |
34-55321
Order Granting Accelerated Approval of Proposed Rule Change
Relating to Listing Standards for Basket Linked Notes
|
02/21/07 |
| SR-2006-65 |
34-55305
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change as Modified by Amendment Nos. 2
and 3 Thereto Relating to Options on the Russell 2000®
Index
|
02/15/07 |
| |
Amendment
1
Amendment
2
Amendment
3 |
|
| SR-2007-08 |
34-55301
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change to Permit the Listing and Trading of Quarterly
Options Series
|
02/15/07 |
| SR-2007-05 |
34-55290
Notice of Filing and Immediate Effectiveness of a Proposed
Rule Change as Modified by Amendment No. 1 Thereto Relating
to Changing the Payment for Order Flow Fee for Options Subject
to the Penny Pilot Program
|
02/13/07 |
| |
Amendment
1 |
|
| SR-2007-10 |
34-55285
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Extension of the Position Limits
Pilot Program |
02/13/07 |
| SR-2007-03 |
34-55282
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Eliminating the Telephone System
Line Extension Charge |
02/12/07 |
| SR-2007-11 |
34-55273
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Trading Phase Date of Regulation
NMS
|
02/12/07 |
| SR-2007-01 |
34-55261
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 Thereto Relating to Calculation
and Dissemination of PHLX/KBW Bank Index Values
|
02/08/07 |
| |
Amendment
1 |
|
| SR-2006-88 |
34-55254
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to Rule 712, Independent Audit |
02/08/07 |
| SR-2006-79 |
34-55211
Notice of Filing and Order Granting Accelerated Approval
of Proposed Rule Change, as Modified by Amendment No. 1,
Relating to an Amendment to the Generic Listing Standards
for Trust Shares
|
01/31/07 |
| |
Amendment
1 |
|
| SR-2006-74 |
34-55153
Order Granting Approval to Proposed Rule Change as Modified
by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program
to Quote Options in Penny Increments
|
01/23/07 |
| |
Amendment
1
Amendment
2 |
|
| SR-2007-02 |
34-55126
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 Thereto Relating to Fees
for U.S. Dollar-Settled Foreign Currency Options |
01/18/07 |
| |
Amendment
1 |
|
| SR-2006-81 |
34-55114
Order Granting Approval to Proposed Rule Change Relating
to the Establishment of a Maximum Number of Quoting Participants
Permitted in a Particular Option on the Exchange
|
01/17/07 |
| SR-2006-59 |
34-55111
Order Granting Approval of Proposed Rule Change as Modified
by Amendments No. 1 and 2 Thereto Relating to an Amendment
to a Philadelphia Board of Trade Market Data Distribution
Network Fee |
01/16/07 |
| |
Amendment
1
Amendment
2 |
|
| SR-2006-51 |
34-55080
Order Granting Approval to Proposed Rule Change Relating
to Performance Evaluations for Streaming Quote Traders and
Remote Streaming Quote Traders
|
01/10/07 |
| SR-2006-84 |
34-55071
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change and Amendment No. 1 Thereto to Adopt an Appeal
Fee
|
01/09/07 |
| |
Amendment
1 |
|
| SR-2006-92 |
34-55044
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to the Use of Benchmark and Qualified
Contingent Trades in Nasdaq Securities Before the Trading
Phase Date of Regulation NMS |
01/05/07 |
|
Rule No. |
Title |
Date |
| SR-2006-90 |
34-55028
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change to Eliminate Certain License Fees |
12/29/06 |
| SR-2006-53 |
34-55027
Order Granting Approval to Proposed Rule Change as Modified
by Amendment No. 1 Thereto, Relating to Assignments in Options
Based on Root Symbol |
12/29/06 |
| SR-2006-34 |
34-54989-
Notice of Filing and Order Granting Accelerated Approval to
Proposed Rule Change as Modified by Amendments No. 1, 2, and
3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options
|
12/21/06 |
| |
Amendment
1 (09/29/06) |
|
| |
Amendment
2 (10/20/06) |
|
| |
Amendment
3 (12/15/06) |
|
| SR-2006-86 |
34-54981-
Notice of Filing and Immediate Effectiveness of a Proposed Rule
Change Relating to Imposing a License Fee in Connection with
the Firm-Related Equity Option and Index Option Fee Cap |
12/20/06 |
| SR-2006-82 |
34-54973
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to Addition of the Hapoalim Israeli American
Index to Rule 1101A |
12/20/06 |
| SR-2006-83 |
34-54960
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to Minor Clarifying Changes to Phlx Rules Governing
Registration
|
12/18/06 |
| SR-2006-70 |
34-54941
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change and Amendment No. 1 Thereto To Adopt Fees for the Trading
of Equity Securities on XLE
|
12/14/06 |
| |
Amendment
1 |
|
| SR-2006-80 |
34-54889
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to the Assignment of Options Trading Privileges
to Streaming Quote Traders and Remote Streaming Quote Traders |
12/06/06 |
| SR-2006-78 |
34-54874
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change to Eliminate Certain License Fees |
12/05/06 |
| SR-2006-72 |
34-54802
Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Relating to New Hours of Business on the Exchange’s
Foreign Currency Options Floor |
11/21/06 |
| SR-2006-77 |
34-54788
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to Intermarket Sweep Orders in Nasdaq Securities
|
11/20/06 |
| |
Amendment
1 |
|
| SR-2006-76 |
34-54760
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change to Adopt Rule 185A, Intermarket Sweep Orders –
Temporary |
11/15/06 |
| SR-2006-73 |
35-54749
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to the Definition of Core Session for XLE
|
11/14/06 |
| SR-2006-71 |
34-54746
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to Clarifying its Payment for Order Flow Program
as it Relates to Order Flow Providers |
11/14/06 |
| SR-2006-62 |
34-54688
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to PACE Equity Transaction Charge and NMS Linkage
|
11/02/06 |
| SR-2006-67 |
34-54659
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change to Cap Registered Options Trader and Specialist Equity
Option Comparison and Transaction Charges when Certain Requirements
Are Met
|
10/27/06 |
| SR-2006-52 |
34-54648
Order Granting Approval to Proposed Rule Change, and Amendment
No. 1 Thereto, Relating to Quoting Obligations |
10/24/06 |
| |
Amendment
1 |
|
| SR-2006-57 |
34-54576
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to Appeals from a Hearing Officer or Hearing
Panel Decision |
10/05/06 |
| SR-2006-60 |
34-54555
Notice of Filing and Order Granting Accelerated Approval to
a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered
Sale Fee |
10/02/06 |
| SR-2006-58 |
34-54548
Notice of Filing and Order Granting Accelerated Approval to
Proposed Rule Changes Relating to Exchange to Exchange Billing
Under the Linkage Plan
|
09/29/06 |
| SR-2006-43 |
34-54538
Order Approving a Proposed Rule Change and Amendment Nos.
1 and 2 Thereto and Notice of Filing and Order Granting Accelerated
Approval to Amendment No. 3 Thereto Relating to the Exchange's
New Equity Trading System, XLE
Amendment
1 (08/11/06)
Amendment
2 (08/16/06)
Amendment
3 (09/22/06) |
09/28/06 |
| SR-2006-56 |
34-54485
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change and Amendment No. 1 Thereto Relating to Amending the
Summary of Index Option and FXI Options Charges and the $60,000
“Firm Related” Equity Option and Index Option Cap
|
09/22/06 |
| SR-2006-55 |
34-54387
Notice of Filing and Immediate Effectiveness of a Proposed Rule
Change Amending its Dividend, Merger, and Short Stock Interest
Strategy Program
|
09/11/06 |
| SR-2006-54 |
34-54423
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity
Option Transaction Charge |
09/11/06 |
| SR-2006-48 |
34-54387
Notice of Filing and Immediate Effectiveness of Proposed Rule
Change Relating to the Extension of a Pilot Program Concerning
Option Position Limits
|
08/30/06 |
| SR-2006-50 |
34-54381
Notice of Filing and Immediate Effectiveness of a Proposed Rule
Change and Amendment No. 1 Thereto Relating to Extending Its
Pilot Programs for Dividend, Merger, and Short Stock Interest
Strategies
|
08/29/06 |
| |
Amendment
1 |
|
| SR-2006-28 |
34-54312
Notice of Filing and Immediate Effectivene |
