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PHLX RULE FILINGS

Rules Pending Approval >

Approved PHLX Rules

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PHLX RULE FILINGS

The Following Rules are Pending Approval:

2008

Rule No.
Title
Date
SR-2008-35 Reduce from 250 to 150 the minimum value size for FLEX opening transactions. 05/05/08
SR-2008-34 Phlx proposes to adopt rules regarding Unlisted Traded Privileges. 05/05/08

SR-2008-33

Proposed rule change regardoing Equity Linked Notes 05/02/08
SR-2008-32 Proposed rule change relating to openings in index options 05/01/08
SR-2008-31 Proposed changes to the Philadelphia Stock Exchange's certificate of incorporation, by-laws and rules. 04/21/08
  34-57703 Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The Nasdaq Stock Market, Inc.  
SR-2008-27 Phlx proposes to modify rules regarding XLE on the Phlx Options Floor. 04/11/08
  34-57683 Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx’s Options Floor  
SR-2008-17 Options on gold and silver fund shares. 02/28/08
SR-2008-12 Phlx proposes to modify the exemptions from the requirement that Off-Floor Traders complete the Series 7 General Securities Registered Representative Examination. 04/15/08
SR-2008-04 Amendments to specialist evaluations rule. 01/24/08

2007

Rule No.
Title
Date
SR-2007-89 Proposed rule change relating to listing standards for commodity-based trust shares. 11/29/07
SR-2007-80 Proposed rule change relating to a system change to the Exchange's automated opening system. 10/11/07
SR-2007-49 Proposed rule change relating to the Permit Requirements in Connection with Stock Execution Clerks. 07/02/07
SR-2007-33 Proposed rule change relating to Margining. 04/05/07
  Amendment 1 (07/31/07)  
SR-2007-17 Deletion of Rules 704 and 794. 02/28/07

 

2006

Rule No.
Title
Date
SR-2006-06 Proposed rule change relating to FLEX options overlying Exchange Traded Fund shares. 01/20/06

2005

Rule No.
Title
Date
SR-2005-59 Proposed rule change relating to updating certain Options Floor Procedure Advices. 09/30/05

 

 

 



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