Thursday, December 07, 2017

Data Technical News #2017 - 37
Reminder: Principal Financial Group, Inc. to Begin Listing and Trading on Nasdaq on Monday, December 18, 2017

Markets Impacted:

Products Impacted:

  • All Nasdaq and UTP Data Feeds

Contact Information:


What you need to know:

On Friday, December 15, 2017, Principal Financial Group, Inc. (NYSE: PFG) stock will be listed and begin trading on the Nasdaq Stock Market after market close under the continued ticker symbol "PFG".

The company will continue to be traded on NYSE through market hours on Friday, December 15, 2017.

Nasdaq requests that market data redistributors retain historical data for PFG.

What are the issue details for the new Nasdaq listing?

The issue mapping for Principal Financial Group, Inc. is as follows:

Issue Name CUSIP NYSE Ticker through Friday, December 15, 2017 Nasdaq Ticker as of Monday, December 18, 2017 Nasdaq Market Category Round Lot Size
Principal Financial Group, Inc. 74251V102
PFG Nasdaq Global Select Market 100 shares

What database changes do Nasdaq market data redistributors need to make to accommodate the new listing?

Nasdaq asks that all market data redistributors update their database to reflect the new listing market for Principal Financial Group, Inc. after market close on Friday, December 15, 2017. Nasdaq requests that market data redistributors retain historical data for PFG.

When the issue moves from NYSE to Nasdaq, firms will see a change in the consolidated data source for Principal Financial Group, Inc. Please note that the consolidated market data for all Nasdaq-listed issues is disseminated via the UTP Quotation Data Feed (UQDF) and UTP Trade Data Feed (UTDF). Firms will begin to see quotation and trade data for Principal Financial Group, Inc. on UQDF and UTDF beginning in the pre-market trading hours on Monday, December 18, 2017.

For firms that report end-usage numbers by the query, Nasdaq reminds them that the Level 1, Nasdaq Basic and Nasdaq Last Sale (NLS) counts should include quote and trade queries for Principal Financial Group, Inc. (PFG) beginning on Monday, December 18, 2017.

Contact Information

If you have questions about Principal Financial Group, Inc., please contact:

  • Chuck Tilch, Senior Managing Director, Nasdaq, at +1 760 424 8264
  • John Egan, Vice President, Investor Relations, Principal Financial Group, Inc. at +1 515 235 9500

If you would like to register as a market maker in PFG, please contact:

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