Regulatory Transaction Report
Verify your Securities and Exchange Commission (SEC) Regulatory Transaction Fee obligations for FINRA Trade Reporting Facility® (TRF®) operated in partnership with Nasdaq (“FINRA/Nasdaq TRF”) trades by subscribing to daily reports containing internalized trade data reported to the FINRA/Nasdaq TRF. |
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Features and Functionality
File Format: ASCII text file delimited by commas (.csv). Note: File when initially downloaded is compressed into a self-extracting file (.exe) due to the large amount of data. Data Availability
Available to self-clearing organizations that are billed for clearing trades.
Regulatory Transaction Fee support files for all executions in Nasdaq-listed securities on the Nasdaq Market Center and BRUT are made available to clearing firms via a secure website on the InfoCenter web product on a monthly basis. Any clearing firm needing a secure account to access this data should email their request to Subscriber Services. |
Pricing Information
- 25 reports - $25.00 per month, per user
Contact Information
- Nasdaq Subscriber Services/Technical Support, +1 212 231 5180
- Nasdaq Trade Support +1 212 231 5100
- Robbin Richey