BX Disciplinary Actions

2018

Enforcement No. Title Date
No. 20150467692-04 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20150467692-04
GTS Securities LLC
9/25/2018
No. 20120314807-19 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120314807-19
Simon Librati
8/30/2018
No. 20120314807-05 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120314807-05
Maurice Bensoussan
8/29/2018
No. 20140414439-05 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20140414439-05
Wolverine Trading, LLC
5/2/2018
No. 20130368360-02 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20130368360-02
Instinet, LLC
4/11/2018